ALDEN RED BANK - Key Persons

James L. Cady is registered to offer securities in the following states: NJ, NY, FL, PA,CO, CT, WI, NC Alden Investment Group is a registered name for J. Alden Associates, Inc., AldenCapital Management and Alden Investment Advisors. Securities offered through J.Alden Associates, Inc. FINRA/SIPC. Investment Advisory services offered through Alden Capital Management, Inc. and Alden Investment Advisors. In accordance with the USA PATRIOT Act and other regulations applicable to it, J. Alden Associates, Inc. advises users of its website that it will fully comply with any and all regulations which may be promulgated by the U.S. Treasury Department under the USA PATRIOT Act, including those that encourage financial institutions to share information with regulatory agencies and law enforcement about individuals or organizations that maybe "reasonably suspected based on credible evidence" of engaging in terrorist acts or money laundering. Accordingly, any information provided to J. Alden Associates, Inc. may be provided to regulatory, government or law enforcement agencies if requested or if deemed appropriate by J. Alden Associates, Inc. Raymond James & Associates, Inc. (RJA) also acts in an agency capacity for client orders in equity and option securities. Pursuant to Rule 606 adopted by the Securities and Exchange Commission, RJA is presenting certain information with respect to order routing practices by the firm during the preceding three months. All tax and legal services provided are independent and not affiliated with Alden Investment Group in any way.