REGISTERED ADVISOR SERVICES

A firm's compliance requirements do not stop once your firm becomes registered with the regulators. Registered Investment Advisors are required to follow annual SEC or state filing ongoing compliance requirements depending upon which regulatory body your firm is registered with. We understand your main focus is working with your advisory clients and helping to manage their money. Registered Advisor Services is here to work as your partner to maintain your annual compliance requirements and keep you in compliance with your regulator... Registered Advisor Services is a regulatory and compliance consulting firm offering complete registration and ongoing compliance services. The approach is simple and straightforward, exceptional customer service backed by years of industry experience. Our services are designed to help you achieve success whether it be the registration of your new RIA firm or the need for a knowledgeable partner to assist with your ongoing compliance requirements...

Also known as: Registered Advisor Services, LLC

Primary location: Dover United States